Transactions

Company Description Date
KPC Healthcare, Inc.
  • Debt Placement
  • Healthcare - Acute Care Facility
  • Advisor and agent for Private Placement of $70 Million of Senior Secured Debt financing.
Mar 2018
KPC Healthcare, Inc.
  • Debt Placement
  • Healthcare - Acute Care Facility
  • Advisor and agent for Private Placement of $40 Million of Senior Secured Debt financing (Victor Valley Global Medical Center).
Feb 2018
KPC Healthcare, Inc.
  • Debt Placement
  • Healthcare - Acute Care Facility
  • Advisor and agent for Private Placement of $20 Million of Senior Secured Debt financing (Hemet Valley Medical Center).
Feb 2018
KPC Healthcare, Inc.
  • Debt Placement
  • Healthcare - Acute Care Facility
  • Advisor and agent for Private Placement of $20 Million of Senior Secured Debt financing (Menifee Valley Medical Center).
Feb 2018
Quote Hero, Inc.
  • Financial Advisory
  • Technology - Software
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Feb 2018
Legacy Shield, Inc.
  • Private Equity Placement
  • Technology - Specialty Services
  • Advisor and agent for Private Placement of $2.5 Million of Preferred Equity financing.
Jan 2018
Deep Luminance Recovery, Inc.
  • Debt Placement
  • Healthcare - Specialty Care
  • Advisor and agent for Private Placement of $12 Million of Senior Secured Debt financing.
Nov 2017
REW Investments, Inc.
  • Financial Advisory
  • Transportation
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Nov 2017
Pacific Health Care, Inc.
  • Private Equity Placement
  • Healthcare
  • Advisor and agent for Private Placement of Preferred Equity financing.
Nov 2017
Cover International, Inc.
  • Financial Advisory
  • Technology
  • Advisor and agent for Private Placement of $10 Million of Senior Secured Debt financing.
July 2017
Medallion Financial Distributors
  • Debt Placement
  • Financial Services
  • Advisor and agent for Private Placement of $2.5 Million of Senior Secured Debt financing.
May 2017
18 Moons, Inc.
  • Financial Advisory
  • Software - Education
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Feb 2017
WSS/Eurostar, Inc.
  • Debt Placement
  • Consumer - Retail Apparel
  • Advisor and agent for Private Placement of $10 Million of Senior Secured Debt financing.
July 2016
WSS/Eurostar, Inc.
  • Private Equity Placement
  • Consumer - Retail Apparel
  • Advisor and agent for Private Placement of $36.5 Million of Preferred Equity financing.
June 2016
Franco Bicycles, Inc.
  • Private Equity Placement
  • Consumer - Specialty Retail
  • Advisor and agent for Private Placement of $2 Million of Common Stock.
June 2016
Fishworks, Inc.
  • Private Equity Placement
  • Consumer - Specialty Retail
  • Advisor and agent for Private Placement of $1 Million of Common Stock.
June 2016
Deepset, LLC
  • Financial Advisory
  • Consumer - Retail
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Apr 2016
Craton Energy Corporation
  • Financial Advisory
  • Energy - Oil & Gas
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Feb 2016
Unified Online, Inc.
  • Financial Advisory
  • Technology - Networking
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
July 2015
Guar Resources, LLC
  • Debt Placement
  • Natural Resources
  • Advisor and agent for Private Placement of $5 Million of Senior Secured Debt financing.
July 2015
PALASH Healthcare Systems Pvt. Ltd.
  • Private Equity Placement
  • Healthcare
  • Rendered fairness opinion and valuation to the Board of Directors. Advisor and agent for Private Placement of $1.5 Million of Preferred Equity financing.
May 2015
SmartCloud Infotech Pvt. Ltd.
  • Private Equity Placement
  • Technology - IT Services
  • Advisor and agent for Private Placement of $2 Million of Preferred Equity financing.
Mar 2015
Sharada Group Pvt. Ltd.
  • Debt Placement
  • Natural Resources
  • Advisor and agent for Private Placement of $5 Million of Senior Secured Debt financing.
Dec 2014
Sails Group, LLC
  • Debt Placement
  • Healthcare
  • Advisor and agent for Private Placement of $5 Million of Senior Secured Debt financing.
Dec 2014
BitSpeed, LLC
  • M&A Financial Advisory
  • Technology - Data File Logistics
  • Rendered opinion of valuation to the Board of Directors.
Aug 2014
Active Ride Shop, Inc.
  • Private Equity Placement
  • Consumer - Retail
  • Advisor and agent for Private Placement of Preferred Equity financing.
July 2014
Internet Connectivity Group, Inc.
  • Debt Placement
  • Technology - Networking
  • Advisor and agent for Private Placement of $6 Million of Senior Secured Debt financing.
July 2014
Montrose Clifton, LLC
  • Debt Placement
  • Healthcare - Municipal Facility
  • Advisor and agent for Private Placement of $1.5 Million of Senior Secured Debt financing.
June 2014
DQ Entertainment International, Ltd.
  • Fairness Opinion
  • Digital Media - Entertainment
  • Rendered fairness opinion and valuation to the Board of Directors.
May 2014
Lab Active, Inc.
  • M&A Financial Advisory
  • Consumer - Direct Sales
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Apr 2014
Ringside Brewing & Vineyards, Inc.
  • M&A Financial Advisory
  • Consumer - Beverages
  • Rendered opinion of valuation to the Board of Directors.
Mar 2014
Chunking Group, Inc.
  • M&A Buy-Side Advisory
  • Natural Resources - Mining
  • Buy-Side advisor to wholly owned subsidiary of China Gold Stone Mining Development, Ltd.
Dec 2013
Bad Juju Games, LLC
  • Debt Placement
  • Consumer - Gaming
  • Advisor and agent for Private Placement of $5 Million of Senior Secured Debt financing.
Dec 2013
Intercloud Systems, Inc.
  • Debt Placement
  • IT & Telecommunications - Wireless & Cloud
  • Advisor and agent for Private Placement of $10 Million of Senior Secured Debt financing.
Sep 2013
Grand Glendora Services, Inc.
  • Debt Placement
  • Healthcare - Acute Care Facility
  • Advisor and agent for Private Placement of $15 Million of Senior Secured Debt financing.
July 2013
Camino Alto Care Residences, Inc.
  • Debt Placement
  • Healthcare - Acute Care Facility
  • Advisor and agent for Private Placement of $2.5 Million of Senior Secured Debt financing.
Apr 2013
Huahai US, Inc.
  • Fairness Opinion
  • Healthcare - Pharmaceutical
  • Rendered fairness opinion and valuation to the Board of Directors regarding the Company's acquisition of four cancer biosimilars from Oncobiologics, Inc.
Mar 2013
The Nordic Group of Companies, Ltd.
  • Debt Placement
  • Consumer - Plastic Manufacturer
  • Advisor and agent for Private Placement of $6.5 Million of Senior Secured Debt financing to UK based subsidiary.
Feb 2013
Club Luichi, Inc.
  • M&A Financial Advisory
  • Internet - Social Media
  • Buy-side advisor to the Company regarding strategic acquisition. Corporate advisory services included valuation of target business and transaction support.
Feb 2013
Active Ride Shop, Inc.
  • Debt & Private Equity Placement
  • Consumer - Retail
  • Advisor and agent for Private Placement of $5 Million of Senior Debt and $5 Million of Private Equity.
Jan 2013
Pacific Cardiovascular Group
  • Fairness Opinion
  • Healthcare - Acute Healthcare Facility
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives.
Dec 2012
Antigen Discovery, Inc.
  • M&A Financial Advisory
  • Healthcare - Medical Device
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Nov 2012
Snow Valley Mountain Resort
  • M&A Financial Advisory
  • Consumer - Recreational Park
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Oct 2012
Evofem, Inc.
  • Private Equity Placement
  • Healthcare - Pharmaceutical
  • Advisor and agent for Private Placement of $75 Million of Preferred Stock.
Sep 2012
Mylife, Inc.
  • M&A Financial Advisory
  • Consumer - Social Media
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Sep 2012
Colour Concepts, Inc.
  • M&A Financial Advisory
  • Consumer - Digital & Print Media
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives.
Aug 2012
Reliant Solutions, Inc.
  • M&A Financial Advisory
  • Software - EcRM for Governance, Risk and Compliance
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives.
July 2012
Huahai US, Inc.
  • M&A Financial Advisory
  • Healthcare - Pharmaceutical
  • Rendered fairness opinion and valuation to the Board of Directors regarding the Company's acquisition of Solco Healthcare US, Inc.
June 2012
Allegro Opthalmics, Inc.
  • Private Equity Placement
  • Healthcare - Pharmaceutical
  • Advisor and agent for Private Placement of $1.5 Million of Preferred Stock.
Apr 2012
LA Boxing Franchise Corp.
  • Debt Placement
  • Consumer - Fitness Franchisor
  • Advisor and agent for Private Placement of $2 Million of Senior Debt.
Mar 2012
WikiLoan, Inc.
  • M&A Financial Advisory
  • Internet - Financial Services
  • Advisor to the Company regarding its strategic merger with WikiPay, Inc.
Feb 2012
WikiLoan, Inc.
  • Fairness Opinion
  • Internet - Financial Services
  • Rendered fairness opinion to WikiLoan, Inc.
Jan 2012
Arch Telecom, Inc.
  • Debt Placement
  • Consumer - Wireless Retailer
  • Advisor and agent for Private Placement of $5 Million of Senior Debt.
Jan 2012
MediaPass, Inc.
  • Private Equity Placement
  • Internet - Digital Media
  • Advisor and agent for Private Placement of $1.7 Million of Senior Debt.
Dec 2011
BioPharmgen Holdings, Inc.
  • M&A Financial Advisory
  • Healthcare - Nutraceutical
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives.
Oct 2011
Platinum Wireless, Inc.
  • M&A Financial Advisory
  • Consumer - Wireless Retailer
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives.
Aug 2011
Payoff.com, Inc.
  • Private Equity Placement
  • Internet - Social Media
  • Advisor and agent for Private Placement of $1 Million of Preferred Stock.
Aug 2011
US Financial Assets, Inc.
  • M&A Financial Advisory
  • Financial Services - Commercial Lender
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
July 2011
JRX Biotechnology, Inc.
  • M&A Sell-Side Advisory
  • Healthcare - Pharmaceutical
  • Advisor to JRX Biotechnology concerning the sale of Company.
Apr 2011
3Ality Digital, LLC
  • Debt Placement
  • Entertainment - 3D Digital Imaging Systems
  • Advisor and agent for Private Placement of $2 Million of Senior Debt.
Mar 2011
Worn Free, Inc.
  • M&A Financial Advisory
  • Consumer - Retail Apparel
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Mar 2011
Freeline Sports, Inc.
  • M&A Financial Advisory
  • Consumer - Skate and Apparel
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Jan 2011
Diesel TEK, Inc.
  • M&A Financial Advisory
  • Transportation - Clean Technology
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Dec 2010
Asterisk Financial Group
  • Private Equity Placement
  • Consumer - Financial Services
  • Advisor and agent for Private Placement of $4 Million of Common Stock.
Nov 2010
Hot Buttered Elves, Inc.
  • M&A Financial Advisory
  • Consumer - Home Décor
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Sep 2010
Tapout, Inc.
  • M&A Financial Advisory
  • Consumer - Apparel
  • Financial advisor regarding the Company's strategic sale to Authentic Brands Group.
Sep 2010
Integrated Healthcare Holdings, Inc.
  • Debt Placement
  • Healthcare - Acute Care Hospital
  • Advisor and agent for Private Placement of $45 Million of Senior Debt.
Aug 2010
JIVAGO, Inc.
  • M&A Financial Advisory
  • Consumer - Specialty Retail
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
July 2010
Modern Home + Living
  • M&A Financial Advisory
  • Consumer - Electronic & Print Media
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives. Corporate advisory services included refinement of existing business plan and establishment fund raising process.
July 2010
Zenetti Wheels, Inc.
  • M&A Financial Advisory
  • Consumer - Automotive Manufacturing
  • Advisor to Zenetti Wheels concerning the sale of Company to China Wheel Co, Ltd.
Mar 2009
MetroPacific Bank
  • Fairness Opinion
  • Financial Services - Commercial Lender
  • Rendered fairness opinion to the Board of Directors and an evaluation of the Company's strategic and financial alternatives.
Feb 2009
California NIDS Corp.
  • M&A Financial Advisory
  • Healthcare - Acute Services
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives. Corporate advisory services included refinement of existing business plan and management of Company's merger process.
Jan 2009
Colonair, LLC
  • M&A Financial Advisory
  • Healthcare - Medical Devices
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives. Corporate advisory services included refinement of existing business plan and corporate documentation.
Nov 2008
Everbright Development Overseas, Ltd.
  • Fairness Opinion
  • M&A Financial Advisory
  • Advisor to Everbright Development Overseas, Ltd. in the majority investment in Gottschalks, Inc..
Oct 2008
MalCat, LLC
  • M&A Financial Advisory
  • Natural Resources - Oil & Gas
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives. Corporate advisory work included recapitalization of existing shareholder base.
Oct 2008
CHF Technologies, Inc. (BioVentrix)
  • Private Equity Placement
  • Healthcare - Medical Device
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives. Advisor and agent for Private Placement of $1.5 Million of Convertible Debt.
July 2008
SMC Networks, Inc.
  • M&A Financial Advisory
  • Consumer - Wireless Networks
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
July 2008
Laser Eye Care of California, LLC
  • Private Equity Placement
  • Healthcare - Services
  • Advisor and agent for Private Placement of $10 Million of Subordinated Debt.
Jan 2008
Menache, LLC
  • Private Equity Placement
  • Consumer - Electronic Media
  • Advisor and agent for Private Placement of $10 Million of Preferred Stock.
Dec 2007
Environmental Processing Systems, LLC
  • M&A Financial Advisory
  • Natural Resources - Mining
  • Rendered opinion and an evaluation of the Company's strategic and financial alternatives.
Dec 2007
BioPharma Scientific, Inc.
  • Private Equity Placement
  • Healthcare - Neutraceutical
  • Advisor and agent for Private Placement of $7.0 Million of Preferred Stock.
Nov 2007
Stemedica Cell Technologies, Inc.
  • Private Equity Placement
  • Healthcare - Therapeutic
  • Rendered opinion of value and an evaluation of the Company's strategic and financial alternatives. Advisor and agent for Private Placement of $10 Million Private Placement.
July 2007
Vitreo Retinal Technologies, Inc.
  • Private Equity Placement
  • Healthcare - Pharmaceutical
  • Advisor and agent for Private Placement of $9.5 Million of Preferred Stock.
June 2007
Brookstone Telecom, Inc.
  • M&A Financial Advisory
  • Telecommunications - Wireless
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Mar 2007
Century City Doctors Hospital LP
  • Restructuring & Advisory
  • Healthcare - Acute Hospital
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives and advised the Company in the restructuring of Company's credit facilities.
Mar 2007
Nordic Group of Companies, Ltd.
  • M&A Financial Advisory
  • Industrial - Manufacturing
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives regarding Company's credit facilities.
May 2006
Integrated Healthcare Holdings, Inc.
  • Restructuring & Advisory
  • Healthcare - Acute Hospital
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives and advised the Company in the restructuring of Company's $120 million credit facilities.
Sep 2006
Snow Valley Mountain Resort
  • M&A Financial Advisory
  • Consumer - Recreational Park
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Sep 2006
Weld Racing, Inc.
  • M&A Financial Advisory
  • Industrial - Manufacturing
  • Advisor to Mr. Greg Weld concerning the sale of Company to American Racing Equipment.
Aug 2006
Giroux Glass, Inc.
  • M&A Financial Advisory
  • Industrial - Manufacturing
  • Rendered opinion and an evaluation of the Company’s strategicand financial alternatives.
Aug 2006
Cognistar Interactive Corporation
  • M&A Financial Advisory
  • Consumer - eLearning
  • Rendered opinion and an evaluation of the Company’s strategicand financial alternatives.
May 2006
Georgiou Studio, Inc.
  • M&A Financial Advisory
  • Consumer - Retail Apparel
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
May 2006
Insignia Solutions, PLC
  • Restructuring & Advisory
  • Telecommunications - Software
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives and advised on restructuring of existing credit facilities.
May 2006
SimpleCash, LLC
  • Restructuring & Advisory
  • Consumer - eCommerce
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives, and advised on the divestiture of the Company from its parent ClickPay.
Apr 2006
The Concours Group
  • M&A Financial Advisory
  • Consumer - Learning
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Feb 2006
Epinex Diagnostics, Inc.
  • Financial Advisory
  • Healthcare - Medical Device
  • Advisor and agent for Private Placement of $10 Million of Preferred Stock.
Jan 2006
Boyd Coddington Wheels, Inc.
  • M&A Sell-Side Advisory
  • Industrial - Manufacturing
  • Advisor to Boyd Coddington Wheels concerning the sale of Company to American Racing Equipment.
Jan 2006
Fortune Diversified Industries, Inc.
  • Convertible Debt - Senior Debt
  • Telecommunications - Wireless
  • Advisor and agent for Private Placement of $7.5 Million of Convertible Preferred Debt.
Nov 2005
GWA Capital Partners, LLC
  • Restructuring & Advisory Services
  • Consumer - Specialty Financial
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Oct 2005
Nashville Shores, Inc.
  • Fairness Opinion & Advisory
  • Consumer - Recreational Park
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives and advised on the minority investment in the Company by Investors Equity Holdings, Inc..
July 2005
Kaizen Capital, LLC
  • Financial Advisory
  • Consumer - Specialty Retail
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
July 2005
Irvine Electronics, Inc.
  • Financial Advisory
  • Industrial - Electronic/Aerospace
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
July 2005
Black, Starr & Frost, Inc.
  • Fairness Opinion & Advisory
  • Consumer - Specialty Retail
  • Rendered a fairness opinion to Black, Starr & Frost, inc in connection with the Company's pending sale.
Mar 2005
Snapware, Inc.
  • M&A Financial Advisory
  • Consumer - Specialty Retail
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Feb 2005
Center Line Wheels, Inc.
  • Financial Advisory
  • Industrial - Manufacturing
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives and assisted the Company in it's public filings with respect to annual report formation.
Jan 2005
Z Pascal's LLC
  • Financial Advisory
  • Consumer - Restaurants
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
May 2004
Electronic Financial Services, Inc.
  • Financial Advisory
  • Software - Financial Advisory
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Feb 2004
JIVAGO, Inc.
  • Financial Advisory
  • Consumer - Specialty Retail
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Sep 2003
STOVACT, Inc.
  • M&A Sell-Side Advisory
  • Consumer - Retail Electronics
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Aug 2003
JINRO Ltd.
  • Restructuring & Advisory Services
  • Consumer - Specialty Retail
  • Represented the Special Committee of JINRO Ltd. with respect to the Company's alternatives regarding out-of-court restricting of the Company's credit facilities.
Apr 2003
Steakhouse Partners, Inc.
  • Restructuring & Advisory Services
  • Consumer - Restaurants
  • Represented the Special Committee of NRV Acquisition, LLC in their restructuring bid for the acquisition Steakhouse Partners, Inc.
Feb 2003
The Cherokee Group, Inc.
  • M&A Leveraged MBO
  • Consumer - Specialty Retail
  • Represented the Special Acquisition Group in their MBO bid for the acquisition of The Cherokee Group.
Nov 2002
Lasonic Electronics, Inc.
  • Financial Advisory
  • Consumer - Retail Electronics
  • Rendered opinion and an evaluation of the Company’s strategic and financial alternatives.
Aug 2002
Cucina! Cucina!, Inc.
  • M&A Sell-Side Advisory
  • Consumer - Restaurants
  • Advisor to Cucina! Cucina!, Inc. concerning the sale of Company to Wolfgang Puck Worldwide.
May 2002