CB Capital Business Continuity Plan

CB Captial Partners has developed a Business Continuity Plan as part of our ongoing contingency planning efforts to mitigate the impacts of business interruptions. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

CB Capital Partners plans to quickly recover and resume business operations after a Significant Business Disruption and respond by safeguarding employees' lives and firm property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

If you have questions about our business continuity planning, please email us at info@cbcapital.com.